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Financial services

Financial law and capital markets

We are specialists in financial law and capital markets.

We have established long-term relationships with major securities traders, investment companies and funds, investment intermediaries, securities issuers, private equity investors and other financial market players. Thanks to the many years of experience we have not only a unique legal know-how in this area but we also understand the commercial and economic aspects of financial market business.

We are specialists in MIFID II, EMIR, PRIIPS, MAR, AIFMD and other European regulations which have recently substantially changed the way and options of the financial market business.

We provide comprehensive legal and compliance services for financial institutions, in particular securities brokers (banks as well as non-banking clients), investment intermediaries, investment companies, exchange offices, payment service providers, and issuers of listed securities.

As a matter of course, these services include legal representation in different types of proceedings and other dealings with the Czech National Bank.

We are among the selected law firms approved by Prague Stock Exchange to provide legal services to issuers when entering the new START market.

Selected reference transactions:

  1. Comprehensive legal and compliance advice to WOOD & Company in the implementation of European directives MiFID II, AIFMD, EMIR, MAR, AML and other regulatory provisions.

  2. Legal advisory WOOD & Co. upon the acceptance of 511 million common shares of MONETA Money Bank, a.s for trading on Prime Market of Prague Stock Exchange and also in the subsequent ABB (accelerated book building). WOOD & Co acted in the IPO as Joint Lead Manager and Listing Agent.

  3. Preparation of application for and obtaining of a securities trader license in Malta.

  4. Registration of new investment intermediaries and subsequent legal and compliance advisory.

  5. Passporting of investment services for most countries of the European Union for major Czech securities traders.

  6. Representation in administrative proceedings held by Czech National Bank, FMA, KNF, FCA, CONSOB and other regulators of financial services in the European Union.

  7. Legal and compliance advice for a new fintech platform, Portu, which offers online asset management for retail clients.

  8. Legal services for the preparation and implementation of share buy-backs for issuers with listed shares – ČEZ, O2 and Fondul (Romania).

  9. Legal and compliance advice for exchange offices and entities pursuant to the Payment Systems Act.

Our attorneys specializing in this area of the law:

Mgr. Vojtěch Láska, LL.M.

zakládající partner+420 605 204 646 laska@klblegal.cz

JUDr. David Kuboň

zakládající partner+420 604 494 355kubon@klblegal.cz

© 2017 KLB Legal

ADVICE TO CONSUMERS

Pursuant to Act No. 634/1992 Sb. (Collection of Laws), Consumer Protection Act, as amended, the client is entitled, in the event of a dispute between an attorney and the client, to file a request for out-of-court settlement of the dispute with the Czech Bar Association (Česká advokátní komora) within one year of the date when the client first exercised his/her right in question. The commencement of the process of out-of-court settlement of the consumer dispute shall be without prejudice to the right of the parties to the dispute to seek protection of their rights and legitimate interests by legal action. For more information see the website of the Czech Bar Association at: http://www.cak.cz/scripts/detail.php?id=15607

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